Essential Compliance - AML & ATF for Non-Management Mortgage Professionals
The primary goal of this course is to equip non-management mortgage professionals with an understanding of the different requirements they must fulfill to comply with the new regulations for anti-money laundering and anti-terrorist financing established by Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) under the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA). Approved by AMF for 2 PDUs in the general category for Quebec Brokers.
This continuing education course addresses the following topics:
• Know Your Client Requirements
• Risk Assessment for Evaluation of Money Laundering and Terrorist Financing
• Submitting Transaction Reports to FINTRAC
• Record Keeping Standards
